DFX Intelligence

D••• E•••• F••••••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

D••• E•••• F••••••••• W•••

Advisor at F•••• P••••••• W•••••• L••

LINCOLN, RI | ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c8a1acfb-fb24-2de3-d116-405ed13b0ecf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 10, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 1, 2024	n/a	yes	ST. LOUIS, MO\|LINCOLN, RI	Current employment
B••••••••• S•••••••• W•••••• L••	Former SEC adviser	Dec 6, 2023	Jul 1, 2024	no	LINCOLN, RI\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• S•••••••• W•••••• L••	F•••• P••••••• W•••••• L••	Jul 1, 2024	Jul 1, 2024	0	Bulk transfer	RIA to RIA
B••••• A••••••• G••••• I•••	B••••••••• S•••••••• W•••••• L••	Dec 6, 2023	Dec 6, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
291947:143323:RI:2023-12-06	Dec 6, 2023	Dec 6, 2023	LINCOLN, RI	Firm change
111133:291947:RI:2018-06-12	Jun 12, 2018	Mar 19, 2018	LINCOLN, RI	Firm change after gap

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ B••••••••• S•••••••• W•••••• L••Registered adviserregistration: previous registration
Dec 6, 2023 to Jul 1, 2024factForm ADV
→ B••••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 19, 2018 to Dec 6, 2023factForm ADV
→ 1•• G••••• A••••••• I••

Dated events

Occurred
Dec 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8a1acfb-fb24-2de3-d116-405ed13b0ecf
First observed: Jun 11, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.