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Reading the graph
Advisor at MORGAN STANLEY
Palm Desert, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Palm Desert, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 1, 2008 | Jun 1, 2009 | no | PALM DESERT, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 17, 2001 | Dec 8, 2008 | no | INDIAN WELLS, CA|PALM DESERT, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | CITIGROUP GLOBAL MARKETS INC. | Dec 8, 2008 | Dec 1, 2008 | -7 | Firm change | Other |