DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MONEY MANAGERS, INC.
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MONEY MANAGERS, INC. | Former SEC adviser | Nov 10, 2009 | n/a | yes | LAS VEGAS, NV | Current employment |
| FINANCIAL ADVISERS OF AMERICA, LLC | Former SEC adviser | Jun 2, 2008 | Aug 17, 2009 | no | CARLSBAD, CA|LAGUNA HILLS, CA | Previous registration |
| CROWN CAPITAL SECURITIES, L.P. | Former SEC adviser | Mar 2, 2004 | Jun 2, 2008 | no | NEWPORT BEACH, CA|LAGUNA HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ADVISERS OF AMERICA, LLC | MONEY MANAGERS, INC. | Aug 17, 2009 | Nov 10, 2009 | 85 | Firm change | Other |
| CROWN CAPITAL SECURITIES, L.P. | FINANCIAL ADVISERS OF AMERICA, LLC | Jun 2, 2008 | Jun 2, 2008 | 0 | Firm change | Other |