DFX Intelligence

D••••••• F•••••••• C••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

D••••••• F•••••••• C••••••••• L••

D••••••• F•••••••• C•••••••••, CRD 149284

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Search this name across graphsid dfx:ria:c8b51a9f-a7dd-7157-3842-a5a2f17b10d4

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2026 to Apr 1, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $19.8M••• Locked
Discretionary RAUM: $19.8M
Private client RAUM: $16.9Mderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Employees: 0
Advisory employees: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••••••• R••••• M••••	Certified Financial Planner	WASHINGTON, DC \| Upperville, VA	17	20	1	no

Relationships

Registered with (3)

← C•••••••• R••••• M••••Advisorregistration: current employment
Feb 13, 2009 to presentfactForm ADV
← M••• E••••• B•••••Advisorregistration: previous registration
Sep 20, 2024 to Apr 16, 2025factForm ADV
← J••••• N••••• S••••••• I••Advisorregistration: previous registration
Mar 22, 2017 to Sep 8, 2017factForm ADV

Dated events

Occurred
Apr 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8b51a9f-a7dd-7157-3842-a5a2f17b10d4
First observed: Apr 1, 2026
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.