DFX Intelligence

A•••• J••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

A•••• J••••• D••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:c8b528ab-c581-467d-9a44-f1831fc9ba32

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 18, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 2, 2026	n/a	yes	Orem, UT\|Clayton, CA\|Battle Ground, WA	Current employment
S•••••••• A••••••••• L••	Former SEC adviser	Nov 4, 2022	Jan 2, 2026	no	SACRAMENTO, CA\|Orem, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jan 2, 2026	Jan 2, 2026	0	Firm change	RIA to ibd
C•••••••• I••••••••• R••••••• A•••••••• I•••	S•••••••• A••••••••• L••	Dec 6, 2022	Nov 4, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:316858:UT:2022-12-06	Dec 6, 2022	Nov 4, 2022	LOGAN, UT	Firm change after gap

Relationships

Registered with (2)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 18, 2021 to Dec 6, 2022factForm ADV
→ S•••••••• A••••••••• L••Registered adviserregistration: previous registration
Nov 4, 2022 to Jan 2, 2026factForm ADV

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
A•••• J••••• D•••• left S•••••••• A••••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-01-02)
Form ADVobserved 7 days ago
Occurred
Dec 6, 2022
Advisor changed firm
A•••• J••••• D•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for S•••••••• A••••••••• L•• (registered 2022-11-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8b528ab-c581-467d-9a44-f1831fc9ba32
First observed: May 18, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.