DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RBC ROCHDALE, LLC
BEVERLY HILLS, CA | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC ROCHDALE, LLC | Bd affiliated wealth | Jan 29, 2024 | n/a | yes | BEVERLY HILLS, CA|NEW YORK, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Oct 14, 2016 | Apr 19, 2022 | no | CHICAGO, IL|Chicago, IL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 28, 2015 | Oct 25, 2016 | no | OAKBROOK TERRACE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RBC ROCHDALE, LLC | Apr 19, 2022 | Jan 29, 2024 | 650 | Firm change after gap | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Oct 25, 2016 | Oct 14, 2016 | -11 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:IL:2016-10-25 | Oct 25, 2016 | Oct 14, 2016 | OAKBROOK TERRACE, IL | Firm change |