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RIA / WealthAdvisorCertified Financial Planner11 years in industry

Hope Gena Albu

Advisor at UMB PRIVATE WEALTH MANAGEMENT, LLC

Denver, CO | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:c8bb770f-f0f6-8fee-9fe5-4f51ec6b5551

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 11, 2019 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UMB PRIVATE WEALTH MANAGEMENT, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 8, 2019
First registration: Nov 11, 2019
Dual registered: no
Other names: Hope Albu
IAPD individual key: 7169417

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UMB PRIVATE WEALTH MANAGEMENT, LLC	Mixed wealth	May 11, 2026	n/a	yes	Denver, CO\|OVERLAND PARK, KS	Current employment
HOLCOMBE FINANCIAL, INC.	Independent wealth	Jan 19, 2024	Dec 11, 2024	no	Centennial, CO\|ATLANTA, GA	Previous registration
PEAK ASSET MANAGEMENT, LLC	Independent wealth	Dec 8, 2021	Nov 29, 2023	no	LOUISVILLE, CO\|LOUISVILLE, CO	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Oct 13, 2020	Apr 12, 2021	no	Denver, CO	Previous registration
EDWARD JONES	National bd RIA	Nov 11, 2019	Oct 6, 2020	no	Centennial, CO\|ST LOUIS, MO\|LITTLETON, CO\|GREENWOOD VILLAGE, CO\|CENTENNIAL, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HOLCOMBE FINANCIAL, INC.	UMB PRIVATE WEALTH MANAGEMENT, LLC	Dec 11, 2024	May 11, 2026	516	Firm change after gap	Other
PEAK ASSET MANAGEMENT, LLC	HOLCOMBE FINANCIAL, INC.	Nov 29, 2023	Jan 19, 2024	51	Firm change	RIA to RIA
PERSONAL CAPITAL ADVISORS CORPORATION	PEAK ASSET MANAGEMENT, LLC	Apr 12, 2021	Dec 8, 2021	240	Firm change	RIA to RIA
EDWARD JONES	PERSONAL CAPITAL ADVISORS CORPORATION	Oct 6, 2020	Oct 13, 2020	7	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ UMB PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ HOLCOMBE FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 19, 2024 to Dec 11, 2024factForm ADV
→ PEAK ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 8, 2021 to Nov 29, 2023factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Oct 13, 2020 to Apr 12, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 11, 2019 to Oct 6, 2020factForm ADV

Dated events

Occurred
Dec 11, 2024
Advisor changed firm
Hope Gena Albu left Holcombe Financial, Inc. for Umb Private Wealth Management, Llc (registered 2026-05-11)
Form ADVobserved 5 days ago
Occurred
Nov 29, 2023
Advisor changed firm
Hope Gena Albu left Peak Asset Management, Llc for Holcombe Financial, Inc. (registered 2024-01-19)
Form ADVobserved 5 days ago