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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Justin Thomas Horsch

Advisor at CETERA INVESTMENT ADVISERS LLC

BLOOMINGTON, MN

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Search this name across graphsid dfx:ria:c8bc3454-cc64-c592-10a3-79ae66b76fd0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 7, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 5, 2018
First registration: Jun 7, 2019
Dual registered: yes, broker-dealer
Other names: Justin Horsch|Justin Thomas Horsch
IAPD individual key: 6947821

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 20, 2025	n/a	yes	BLOOMINGTON, MN	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Mar 11, 2024	Feb 20, 2025	no	Bloomington, MN\|BIRMINGHAM, AL	Previous registration
SLP WEALTH	Independent wealth	Jan 5, 2024	Mar 7, 2024	no	DURHAM, NC\|Robbinsdale, MN	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jun 16, 2021	Aug 24, 2023	no	Bloomington, MN	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jun 7, 2019	Jun 11, 2021	no	GOLDEN VALLEY, MN\|COTTAGE GROVE, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	CETERA INVESTMENT ADVISERS LLC	Feb 20, 2025	Feb 20, 2025	0	Bulk transfer	Ibd to ibd
SLP WEALTH	CONCOURSE FINANCIAL GROUP ADVISORS	Mar 7, 2024	Mar 11, 2024	4	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	SLP WEALTH	Aug 24, 2023	Jan 5, 2024	134	Firm change	Ibd to new firm
THRIVENT INVESTMENT MANAGEMENT INC.	CONCOURSE FINANCIAL GROUP ADVISORS	Jun 11, 2021	Jun 16, 2021	5	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Mar 11, 2024 to Feb 20, 2025factForm ADV
→ SLP WEALTHRegistered adviserregistration: previous registration
Jan 5, 2024 to Mar 7, 2024factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jun 7, 2019 to Jun 11, 2021factForm ADV

Dated events

Occurred
Mar 7, 2024
Advisor changed firm
Justin Thomas Horsch left Slp Wealth for Concourse Financial Group Advisors (registered 2024-03-11)
Form ADVobserved 4 days ago
Occurred
Aug 24, 2023
Advisor changed firm
Justin Thomas Horsch left Concourse Financial Group Advisors for Slp Wealth (registered 2024-01-05)
Form ADVobserved 4 days ago