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Advisor at SOLARIS STRATEGIC WEALTH
WAXHAW, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOLARIS STRATEGIC WEALTH | State registered | Feb 18, 2026 | n/a | yes | WAXHAW, NC|WAXHAW, NC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 25, 2019 | Feb 17, 2026 | no | CHARLOTTE, NC|SAN DIEGO, CA|CHARLOTTE, NC|WAXHAW, NC|WAXHAW, NC | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Jan 5, 2016 | Feb 28, 2019 | no | Charlotte, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | SOLARIS STRATEGIC WEALTH | Feb 17, 2026 | Feb 18, 2026 | 1 | Firm change | Ibd to state RIA |
| SUMMIT FINANCIAL GROUP INC | LPL FINANCIAL LLC | Feb 28, 2019 | Feb 25, 2019 | -3 | Firm change | Ibd to RIA |