DFX Intelligence

P•••••• S••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

P•••••• S••••• M•••••••

Advisor at M•••••••• W••• A•••• M••••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:c8d63281-7ab4-19b3-8f10-f836689a7214

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• W••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• W••• A•••• M••••••••• L••	Independent wealth	Mar 22, 2023	n/a	yes	LOS ANGELES, CA	Current employment
M•• C•••••• M••••••••• L••	Independent wealth	Nov 3, 2020	Mar 16, 2023	no	Irvine, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• C•••••• M••••••••• L••	M•••••••• W••• A•••• M••••••••• L••	Mar 16, 2023	Mar 22, 2023	6	Firm change	RIA to RIA
G•••••• S•••• W••••• S•••••••• L•••	M•• C•••••• M••••••••• L••	Aug 11, 2020	Nov 3, 2020

Relationships

Registered with (3)

→ M•••••••• W••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 22, 2023 to presentfactForm ADV
→ M•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 3, 2020 to Mar 16, 2023factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: previous registration
Feb 26, 2016 to Aug 11, 2020factForm ADV

Dated events

Occurred
Mar 16, 2023
Advisor changed firm
P•••••• S••••• M••••••• left M•• C•••••• M••••••••• L•• for M•••••••• W••• A•••• M••••••••• L•• (registered 2023-03-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8d63281-7ab4-19b3-8f10-f836689a7214
First observed: Feb 26, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.