DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at J. W. COLE ADVISORS, INC.
Temacula, CA | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | May 10, 2013 | n/a | yes | TAMPA, FL|Temacula, CA | Current employment |
| FINANCIAL ADVISERS OF AMERICA, LLC | Former SEC adviser | Oct 1, 2008 | May 10, 2013 | no | CARLSBAD, CA|FALLBROOK, CA | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Jun 14, 2002 | Oct 6, 2008 | no | FALLBROOK, CA | Previous registration |
| INDEPENDENT ADVISERS GROUP CORP | Former SEC adviser | Jun 12, 1998 | Mar 18, 2004 | no | FALLBROOK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ADVISERS OF AMERICA, LLC | J. W. COLE ADVISORS, INC. | May 10, 2013 | May 10, 2013 | 0 | Bulk transfer | Other |
| OSAIC FS, INC. | FINANCIAL ADVISERS OF AMERICA, LLC | Oct 6, 2008 | Oct 1, 2008 | -5 | Firm change | Other |
| INDEPENDENT ADVISERS GROUP CORP | OSAIC FS, INC. | Mar 18, 2004 | Jun 14, 2002 | -643 | Firm change after gap | Other |