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Advisor at VAN DIEST CAPITAL
Webster City, IA | POLK CITY, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VAN DIEST CAPITAL | Independent wealth | Nov 25, 2025 | n/a | yes | Webster City, IA|POLK CITY, IA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | Nov 26, 2025 | no | ROCHESTER, MN|WEBSTER CITY, IA | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | May 13, 2016 | Nov 2, 2018 | no | ROCHESTER, MN|CEDAR RAPIDS, IA|WEBSTER CITY, IA | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Apr 12, 2007 | May 13, 2016 | no | WEBSTER CITY, IA|CEDAR RAPIDS, IA|WEBSTER CITY, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | VAN DIEST CAPITAL | Nov 26, 2025 | Nov 25, 2025 | -1 | Firm change | Ibd to RIA |
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | SIGNATOR INVESTORS, INC. | May 13, 2016 | May 13, 2016 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:334743:IA:2025-11-26 | Nov 26, 2025 | Nov 25, 2025 | WEBSTER CITY, IA | Firm change |