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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL | Asbury, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 27, 2024 | n/a | yes | ST. PETERSBURG, FL|Asbury, NJ | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 11, 2024 | no | Lawrenceville, NJ|EASTON, PA|New York, NY|PURCHASE, NY|New York, NY|New York, NY|New York, NY|PURCHASE, NY|New York, NY|Morristown, NJ | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | LAWRENCEVILLE, NJ | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jun 20, 2002 | Apr 2, 2007 | no | LAWRENCEVILLE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Apr 11, 2024 | Aug 27, 2024 | 138 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |