C••••• P••••••

Advisor at S•••••••• A••••••• L••

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c8e7a715-a386-633b-1447-cc37902f4f16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 25, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• L••	National bd RIA	May 28, 2025	n/a	yes	SAN DIEGO, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 30, 2024	Nov 11, 2024	no	SAN DIEGO, CA\|San Diego, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•••••••• A••••••• L••	Nov 11, 2024	May 28, 2025	198	Firm change	Ibd to ibd
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Apr 29, 2024	Apr 30, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:6413:CA:2024-04-26	Apr 29, 2024	Apr 30, 2024	SAN DIEGO, CA	Firm change

Relationships

Registered with (3)

→ S•••••••• A••••••• L••Registered adviserregistration: current employment
May 28, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 30, 2024 to Nov 11, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 25, 2023 to Apr 29, 2024factForm ADV

Dated events

Occurred
Nov 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8e7a715-a386-633b-1447-cc37902f4f16
First observed: Sep 25, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.