DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••••••• W••••• M••••••••• L••
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• W••••• M••••••••• L•• | Independent wealth | Jul 23, 2025 | n/a | yes | NEW YORK, NY | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 19, 2024 | Jul 17, 2025 | no | MANHASSET, NY|ASTORIA, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | B••••••••• W••••• M••••••••• L•• | Jul 17, 2025 | Jul 23, 2025 | 6 | Firm change | Ibd to RIA |
| W••••••• F•••••••• S•••••••• I••• | O•••• W•••••• I••• | Jan 19, 2024 | Jan 19, 2024 |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jul 11, 2018 | Jan 19, 2024 | no | Manhasset, NY|New City, NY|MANHASSET, NY|ASTORIA, NY | Previous registration |
| C•••••• O•• A•••••••• L•• | Former SEC adviser | Aug 1, 2017 | Jul 11, 2018 | no | Sunnyside, NY|MCLEAN, VA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| C•••••• O•• A•••••••• L•• | W••••••• F•••••••• S•••••••• I••• | Jul 11, 2018 | Jul 11, 2018 | 0 | Bulk transfer | Ibd to ibd |