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RIA / WealthAdvisorCertified Financial Planner31 years in industry

SCOTT ALAN SCHWARTZ

Advisor at INTERNATIONAL ASSET MANAGEMENT

SAN MATEO, CA | PALO ALTO, CA

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Search this name across graphsid dfx:ria:c8f9ce2f-d0a8-04b9-9daf-43c734b4d357

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTERNATIONAL ASSET MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 5, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 5, 1995
First registration: Apr 23, 2002
Dual registered: no
IAPD individual key: 2518654

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTERNATIONAL ASSET MANAGEMENT	Independent wealth	Oct 2, 2025	n/a	yes	SAN MATEO, CA	Current employment
ENTENTVEST INC.	Former SEC adviser	Jan 9, 2021	n/a	yes	PALO ALTO, CA	Current employment
ALEXANDER BEARD (USA) INC.	Independent wealth	Jan 25, 2017	Nov 29, 2021	no	ELLESMERE PORT, CHESHIRE	Previous registration
INTERNATIONAL ASSET MANAGEMENT	Independent wealth	Oct 10, 2014	Apr 10, 2017	no	MENLO PARK, CA	Previous registration
CLEARY GULL INC.	Former SEC adviser	Jan 26, 2010	Sep 6, 2012	no	n/a	Previous registration
ALEXANDER BEARD (USA) INC.	Independent wealth	Jul 14, 2005	Jul 12, 2009	no	SAN FRANCISCO, CA	Previous registration
SAS FINANCIAL ADVISORS	n/a	Apr 23, 2002	Oct 21, 2014	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALEXANDER BEARD (USA) INC.	ENTENTVEST INC.	Nov 29, 2021	Jan 9, 2021	-324	Firm change after gap	RIA to new firm
INTERNATIONAL ASSET MANAGEMENT	ALEXANDER BEARD (USA) INC.	Apr 10, 2017	Jan 25, 2017	-75	Firm change after gap	RIA to RIA
SAS FINANCIAL ADVISORS	ALEXANDER BEARD (USA) INC.	Oct 21, 2014	Jul 14, 2005	-3,386	Firm change after gap	Other
CLEARY GULL INC.	INTERNATIONAL ASSET MANAGEMENT	Sep 6, 2012	Oct 10, 2014	764	Firm change after gap	Other
ALEXANDER BEARD (USA) INC.	CLEARY GULL INC.	Jul 12, 2009	Jan 26, 2010	198	Firm change	Other

Relationships

Registered with (5)

→ INTERNATIONAL ASSET MANAGEMENTRegistered adviserregistration: previous registration
Oct 10, 2014 to Apr 10, 2017factForm ADV
→ ENTENTVEST INC.Registered adviserregistration: current employment
Jan 9, 2021 to presentfactForm ADV
→ ALEXANDER BEARD (USA) INC.Registered adviserregistration: previous registration
Jan 25, 2017 to Nov 29, 2021factForm ADV
→ SAS FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Apr 23, 2002 to Oct 21, 2014factForm ADV
→ CLEARY GULL INC.Registered adviserregistration: previous registration
Jan 26, 2010 to Sep 6, 2012factForm ADV

Dated events

No dated event names this entity yet.