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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

Gregg William Hoffman

Advisor at LPL FINANCIAL LLC

PALM, PA

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Search this name across graphsid dfx:ria:c8fb3975-19a6-cb71-527c-97961467e91e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 14, 1996
First registration: Dec 2, 2003
Dual registered: yes, broker-dealer
Other names: GREG WILLIAM HOFFMAN
IAPD individual key: 2629566

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 1, 2025	n/a	yes	PALM, PA	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Apr 1, 2021	May 1, 2025	no	Palm, PA\|ROCKVILLE, MD\|ROCKVILLE, MD	Previous registration
H. BECK, INC.	Former SEC adviser	Feb 17, 2010	Apr 1, 2021	no	Rockville, MD\|PALM, PA\|ROCKVILLE, MD	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Dec 2, 2003	Feb 18, 2010	no	PALM, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	LPL FINANCIAL LLC	May 1, 2025	May 1, 2025	0	Bulk transfer	Ibd to ibd
H. BECK, INC.	GROVE POINT ADVISORS, LLC	Apr 1, 2021	Apr 1, 2021	0	Bulk transfer	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	H. BECK, INC.	Feb 18, 2010	Feb 17, 2010	-1	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 1, 2021 to May 1, 2025factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Feb 17, 2010 to Apr 1, 2021factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Dec 2, 2003 to Feb 18, 2010factForm ADV

Dated events

No dated event names this entity yet.