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S••• R•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

S••• R•••••• H•••

Advisor at O•••• W•••••• I•••

DALLAS, TX

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Search this name across graphsid dfx:ria:c9112c6f-27c3-26f4-28aa-25f8ac762f92

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 12, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jun 10, 2016	n/a	yes	DALLAS, TX	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Sep 12, 2009	May 13, 2016	no	DALLAS, TX\|PHILADELPHIA, PA\|DALLAS, TX\|PANAMA CITY BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	O•••• W•••••• I•••	May 13, 2016	Jun 10, 2016	28	Firm change	Other
F•••••••• A••••••• G•••• L•••••	A•• S•••••••• I•••	Jan 2, 2013	Jun 24, 2009

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 10, 2016 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 12, 2009 to May 13, 2016factForm ADV
→ F•••••••• A••••••• G•••• L•••••Registered adviserregistration: previous registration
Oct 25, 2005 to Jan 2, 2013factForm ADV
→ A•• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9112c6f-27c3-26f4-28aa-25f8ac762f92
First observed: Jun 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.