DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

NANCY SCHWEERS STOKES

Advisor at MORGAN STANLEY

Red Bank, NJ | Marathon, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c91c1bdf-c7e2-7740-fceb-6e83d860c516

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Sep 10, 1998
First registration: Jun 20, 2002
Dual registered: yes, broker-dealer
Other names: NANCY JEAN STOKES|NANCY S STOKES|NANCY JEAN SCHWEERS
IAPD individual key: 1162936

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Mar 5, 2014	n/a	yes	Red Bank, NJ\|Marathon, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Mar 7, 2014	no	RED BANK, NJ\|RED BANK, NJ	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 8, 2005	Jan 1, 2008	no	RED BANK, NJ\|ST. LOUIS, MO\|RED BANK, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 20, 2002	Jul 11, 2005	no	RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORGAN STANLEY	Mar 7, 2014	Mar 5, 2014	-2	Firm change	Wirehouse to wirehouse
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	A. G. EDWARDS & SONS, INC.	Jul 11, 2005	Jul 8, 2005	-3	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Mar 5, 2014 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Mar 7, 2014factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 8, 2005 to Jan 1, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 20, 2002 to Jul 11, 2005factForm ADV

Dated events

No dated event names this entity yet.