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Advisor at SILVER OAK SECURITIES, INC.
Creston, IA | West Des Moines, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SILVER OAK SECURITIES, INC. | Bd affiliated wealth | Sep 27, 2023 | n/a | yes | Creston, IA|West Des Moines, IA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | May 4, 2018 | Oct 17, 2023 | no | URBANDALE, IA | Previous registration |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Independent wealth | Jul 15, 2015 | May 11, 2018 | no | OMAHA, NE|IOWA CITY, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | SILVER OAK SECURITIES, INC. | Oct 17, 2023 | Sep 27, 2023 | -20 | Firm change | Ibd to ibd |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | SECURITIES AMERICA ADVISORS, INC. | May 11, 2018 | May 4, 2018 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:46947:IA:2023-10-17 | Oct 17, 2023 | Sep 27, 2023 | URBANDALE, IA | Firm change |