DFX Intelligence

P••••• G••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

P••••• G••• S••••••••

Advisor at P•• B••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:c9247e78-26dc-0eba-6e37-3009b8e6f5d3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• B••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jan 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• B••••••••• L••	Former SEC adviser	Sep 13, 2006	n/a	yes	LINCROFT, NJ\|MT. LAUREL, NJ\|Mount Laurel, NJ	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jul 30, 2002	Sep 19, 2006	no	WALL, NJ\|MANASQUAN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	P•• B••••••••• L••	Sep 19, 2006	Sep 13, 2006	-6	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ P•• B••••••••• L••Registered adviserregistration: current employment
Sep 13, 2006 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 30, 2002 to Sep 19, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9247e78-26dc-0eba-6e37-3009b8e6f5d3
First observed: Jul 30, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.