DFX Intelligence

D••••• R•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

D••••• R•••••• M•••••

Advisor at I••••••••• F•••••••• P•••••••

Holmes Beach, FL | TAMPA, FL

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Search this name across graphsid dfx:ria:c9262194-9064-edff-5b69-0479f648b497

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 2, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 29, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Jul 29, 2024	n/a	yes	TAMPA, FL\|Holmes Beach, FL	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	May 16, 2014	Jul 25, 2024	no	FRESNO, CA\|Houston, TX\|SAN DIEGO, CA\|Houston, TX\|HOLMES BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	I••••••••• F•••••••• P•••••••	Jul 25, 2024	Jul 29, 2024	4	Firm change	Ibd to ibd
O••••••••• • C•• I•••	S•• I••••••••• A•••••••• I•••	May 19, 2014	May 16, 2014

Relationships

Registered with (6)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jul 29, 2024 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 16, 2014 to Jul 25, 2024factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Feb 7, 2011 to May 19, 2014factForm ADV
→ S••••••• G•••• C••••••Registered adviser

Dated events

Occurred
Jul 25, 2024
Advisor changed firm
D••••• R•••••• M••••• left S•• I••••••••• A•••••••• I••• for I••••••••• F•••••••• P••••••• (registered 2024-07-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9262194-9064-edff-5b69-0479f648b497
First observed: Jan 2, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.