DFX Intelligence

K••••••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

K••••••••• M••••••••

Advisor at M••••• • S••••••••• W••••• M••••••••• L••

Lake Forest, IL | LINCOLNSHIRE, IL

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Search this name across graphsid dfx:ria:c927e384-ce6d-a406-9414-ba3a1c97533c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• • S••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• • S••••••••• W••••• M••••••••• L••	Independent wealth	Jun 10, 2022	n/a	yes	LINCOLNSHIRE, IL\|Lake Forest, IL	Current employment
C••• C••••••• L••	Independent wealth	Nov 6, 2021	May 26, 2022	no	Lake Forest, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• C••••••• L••	M••••• • S••••••••• W••••• M••••••••• L••	May 26, 2022	Jun 10, 2022	15	Firm change	RIA to RIA

Relationships

Registered with (2)

→ M••••• • S••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 10, 2022 to presentfactForm ADV
→ C••• C••••••• L••Registered adviserregistration: previous registration
Nov 6, 2021 to May 26, 2022factForm ADV

Dated events

Occurred
May 26, 2022
Advisor changed firm
K••••••••• M•••••••• left C••• C••••••• L•• for M••••• • S••••••••• W••••• M••••••••• L•• (registered 2022-06-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c927e384-ce6d-a406-9414-ba3a1c97533c
First observed: Nov 6, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.