DFX Intelligence

J•••••• C••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

J•••••• C••••• K•••••

Advisor at S•••• T••••••• A•••••••• L••

HUNTSVILLE, AL

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Search this name across graphsid dfx:ria:c92b3964-1e20-6ec8-9254-9436483058c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• T••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• T••••••• A•••••••• L••	Mixed wealth	Jun 9, 2022	n/a	yes	HUNTSVILLE, AL	Current employment
T••••••• I••••••••• M•••••••••	Institutional manager	Jan 12, 2022	Jun 15, 2022	no	Huntsville, AL\|MADISON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M•••••••••	S•••• T••••••• A•••••••• L••	Jun 15, 2022	Jun 9, 2022	-6	Firm change	Other

Relationships

Registered with (2)

→ S•••• T••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 9, 2022 to presentfactForm ADV
→ T••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jan 12, 2022 to Jun 15, 2022factForm ADV

Dated events

Occurred
Jun 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c92b3964-1e20-6ec8-9254-9436483058c9
First observed: Jan 12, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.