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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BROOK CAPITAL

RAMIAH INVESTMENT GROUP, INC., CRD 130919

BROOKFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c93287ff-9dda-8caa-4c1f-09681a89d69f

Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Jul 28, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $283MItem 5.F on the latest filing (2026-07-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $135M
Private client RAUM: $279MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $70.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,490
Individual clients: 558
High net worth clients: 68
SEC number: 801-67415
CIK: 1566307
CRD: 130919
Filings on the tape: 24
First filed: Mar 29, 2012
Latest filed: Jul 28, 2026
Organised: Other (specify), WI
Website: brookcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Ramu Ramiah	n/a	BROOKFIELD, WI	22	33	3	no
Jason Scott Visner	n/a	BROOKFIELD, WI	15	22	1	no
Dalton James Weyandt	n/a	BROOKFIELD, WI	4	10	n/a	no
Daena Beth Ramiah	n/a	BROOKFIELD, WI	1	21	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RAMIAH, RAMU	PRESIDENT;SHAREHOLDER(COMMON)	E	yes	03/2004	Mar 29, 2012	Jan 4, 2024
JOSEPH, LETHA	CHIEF COMPLIANCE OFFICER;SECRETARY, SHAREHOLDER(COMMON)	B	no	09/2004	Mar 29, 2012	Jan 4, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 30, 2026	$283M	$135M	5	4	0	n/a	n/a
2023	Jan 4, 2024	$210M	$124M	5	4	0	n/a	n/a
2022	Jan 6, 2023	$184M	$138M	5	4	0	n/a	n/a
2021	Feb 2, 2022	$208M	$163M	4	3	0	n/a	n/a
2020	Feb 16, 2021	$175M	$132M	4	3	0	n/a	n/a
2019	Jan 2, 2020	$141M	$107M	4	3	0	n/a	n/a
2018	Jan 7, 2019	$122M	$90.9M	4	3	0	n/a	n/a
2017	Jan 4, 2018	$134M	$101M	5	4	0	n/a	n/a
2016	Mar 16, 2017	$123M	$82.7M	7	5	n/a	n/a	n/a
2015	Mar 24, 2016	$122M	$85.2M	4	4	n/a	n/a	n/a
2014	Mar 26, 2015	$123M	$82.4M	4	3	n/a	n/a	n/a
2013	Jan 16, 2014	$111M	$68.6M	4	3	n/a	n/a	n/a
2012	Jan 18, 2013	$102M	$67.2M	4	3	n/a	n/a	n/a
2011	Mar 29, 2012	$97.5M	$63.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$283M	n/a	n/a	$184M	15.6%	5	n/a	0	n/a

Relationships

Registered with (4)

← Daena Beth RamiahAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Dalton James WeyandtAdvisorregistration: current employment
Jun 16, 2022 to presentfactForm ADV
← Jason Scott VisnerAdvisorregistration: current employment
Nov 19, 2010 to presentfactForm ADV
← Ramu RamiahAdvisorregistration: current employment
Jun 25, 2004 to presentfactForm ADV

Controls (1)

← RAMIAH, RAMUOwnerPRESIDENT;SHAREHOLDER(COMMON), ownership code E, individual
Mar 29, 2012 to Jan 4, 2024factForm ADV

Owns (1)

← JOSEPH, LETHAOwnerCHIEF COMPLIANCE OFFICER;SECRETARY, SHAREHOLDER(COMMON), ownership code B, individual
Mar 29, 2012 to Jan 4, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c93287ff-9dda-8caa-4c1f-09681a89d69f
First observed: Mar 29, 2012
Last observed: Jul 28, 2026 53 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BROOK CAPITAL

RAMIAH INVESTMENT GROUP, INC., CRD 130919

BROOKFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c93287ff-9dda-8caa-4c1f-09681a89d69f

Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Ramu Ramiah

n/a

BROOKFIELD, WI

Jason Scott Visner

n/a

BROOKFIELD, WI

Dalton James Weyandt

n/a

BROOKFIELD, WI

n/a

Daena Beth Ramiah

n/a

BROOKFIELD, WI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RAMIAH, RAMU

PRESIDENT;SHAREHOLDER(COMMON)

yes

03/2004

Mar 29, 2012

Jan 4, 2024

JOSEPH, LETHA

CHIEF COMPLIANCE OFFICER;SECRETARY, SHAREHOLDER(COMMON)

09/2004

Mar 29, 2012

Jan 4, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 30, 2026

$283M

$135M

n/a

2023

Jan 4, 2024

$210M

$124M

n/a

2022

Jan 6, 2023

$184M

$138M

n/a

2021

Feb 2, 2022

$208M

$163M

n/a

2020

Feb 16, 2021

$175M

$132M

n/a

2019

Jan 2, 2020

$141M

$107M

n/a

2018

Jan 7, 2019

$122M

$90.9M

n/a

2017

Jan 4, 2018

$134M

$101M

n/a

2016

Mar 16, 2017

$123M

$82.7M

n/a

2015

Mar 24, 2016

$122M

$85.2M

n/a

2014

Mar 26, 2015

$123M

$82.4M

n/a

2013

Jan 16, 2014

$111M

$68.6M

n/a

2012

Jan 18, 2013

$102M

$67.2M

n/a

2011

Mar 29, 2012

$97.5M

$63.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$283M

n/a

$184M

15.6%

n/a