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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JENNIFER MELISSA DESANTO

Advisor at LPL FINANCIAL LLC

PORTER RANCH, CA | WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:c9376e16-348e-5c35-ec9b-dc436fd792e6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Jan 22, 2001
First registration: Oct 29, 2001
Dual registered: yes, broker-dealer
Other names: JENNIFER MELISSA JONES
IAPD individual key: 4303373

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	n/a	yes	PORTER RANCH, CA\|WESTLAKE VILLAGE, CA	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 11, 2015	Feb 14, 2018	no	PORTER RANCH, CA\|WESTLAKE VILLAGE, CA\|Chatsworth, CA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 27, 2012	Oct 8, 2014	no	WESTLAKE VILLAGE, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Jun 7, 2011	no	GLENDALE, CA\|Encino, CA\|CANOGA PARK, CA\|Jacksonville, FL\|GLENDALE, CA\|CANOGA PARK, CA\|SHERMAN OAKS, CA\|NORTH HOLLYWOOD, CA\|NORTH HOLLYWOOD, CA\|LOS ANGELES, CA\|Woodland Hills, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Mar 7, 2006	May 29, 2007	no	WOODLAND HILLS, CA	Previous registration
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Jul 12, 2004	Feb 28, 2006	no	OXNARD, CA\|VENTURA, CA	Previous registration
SUNAMERICA SECURITIES, INC.	n/a	Jun 10, 2003	Mar 19, 2004	no	CAMARILLO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 29, 2001	May 14, 2003	no	OXNARD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Other
RAYMOND JAMES & ASSOCIATES, INC.	INVEST FINANCIAL CORPORATION	Oct 8, 2014	Feb 11, 2015	126	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	RAYMOND JAMES & ASSOCIATES, INC.	Jun 7, 2011	Sep 27, 2012	478	Firm change after gap	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	CITICORP INVESTMENT SERVICES	Feb 28, 2006	Mar 7, 2006	7	Firm change	Other
SUNAMERICA SECURITIES, INC.	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Mar 19, 2004	Jul 12, 2004	115	Firm change	Other
UBS FINANCIAL SERVICES INC.	SUNAMERICA SECURITIES, INC.	May 14, 2003	Jun 10, 2003	27	Firm change	Other

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 11, 2015 to Feb 14, 2018factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Sep 27, 2012 to Oct 8, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Jun 7, 2011factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Mar 7, 2006 to May 29, 2007factForm ADV
→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: previous registration
Jul 12, 2004 to Feb 28, 2006factForm ADV
→ SUNAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jun 10, 2003 to Mar 19, 2004factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 29, 2001 to May 14, 2003factForm ADV

Dated events

No dated event names this entity yet.