DFX Intelligence

E••••• F•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

E••••• F•••• P••••••

Advisor at SPC

ANN ARBOR, MI | Columbus, OH

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Search this name across graphsid dfx:ria:c938d2af-0f24-756c-0786-f77864e6b8d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Bd affiliated wealth	Feb 2, 2016	n/a	yes	Columbus, OH\|ANN ARBOR, MI	Current employment
S••••• A••••••• I•••	Bd affiliated wealth	Jan 30, 2015	Feb 3, 2016	no	BIRMINGHAM, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••••••• I•••	S••	Feb 3, 2016	Feb 2, 2016	-1	Firm change	Other
S••••• A••• I••••••••• A•••••• S•••••••• I•••	S••••• A••••••• I•••	Jan 30, 2015	Jan 30, 2015

Relationships

Registered with (3)

→ S••Registered adviserregistration: current employment
Feb 2, 2016 to presentfactForm ADV
→ S••••• A••••••• I•••Registered adviserregistration: previous registration
Jan 30, 2015 to Feb 3, 2016factForm ADV
→ S••••• A••• I••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 15, 2000 to Jan 30, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c938d2af-0f24-756c-0786-f77864e6b8d6
First observed: Nov 15, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.