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Advisor at B. RILEY WEALTH ADVISORS, INC.
Kingston, MA | Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Mar 24, 2021 | n/a | yes | Boston, MA|Kingston, MA | Current employment |
| WINSLOW, EVANS & CROCKER, INC. | Former SEC adviser | Jan 20, 2011 | Apr 13, 2021 | no | BOSTON, MA|BOSTON, MA|BRAINTREE, MA|BOSTON, MA | Previous registration |
| LEERINK SWANN LLC | Former SEC adviser | Mar 16, 2009 | Jan 20, 2011 | no | BOSTON, MA | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 19, 2006 | Mar 25, 2009 | no | WELLESLEY HILLS, MA|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WINSLOW, EVANS & CROCKER, INC. | B. RILEY WEALTH ADVISORS, INC. | Apr 13, 2021 | Mar 24, 2021 | -20 | Firm change | RIA to ibd |
| LEERINK SWANN LLC | WINSLOW, EVANS & CROCKER, INC. | Jan 20, 2011 | Jan 20, 2011 | 0 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | LEERINK SWANN LLC | Mar 25, 2009 | Mar 16, 2009 | -9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29686:115927:MA:2021-04-09 | Apr 13, 2021 | Mar 24, 2021 | BOSTON, MA | Firm change |