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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

KVO CAPITAL MANAGEMENT, LLC

CRD 147429

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c93f47b6-7b70-09ee-81d4-03fca8013f1c

Data as of Aug 24, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2012 to Aug 24, 2012
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $167MItem 5.F on the latest filing (2012-08-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $167M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 6
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $180Mgross asset value as reported per fund; never fund size
Custody, client assets: $167M
SEC number: 801-69255
CRD: 147429
Filings on the tape: 7
First filed: Feb 6, 2012
Latest filed: Aug 24, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TRIMARC CAPITAL FUND, LP	Hedge Fund	$726,842	Aug 24, 2012	1	Aug 24, 2012	reported	n/a
KVO CAPITAL PARTNERS VALUE FUND, LP	Hedge Fund	$480,704	Aug 24, 2012	1	Feb 6, 2012	reported	021-145702

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HUGHES, TIMOTHY, JAMES	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER	Na	yes	06/2012	Aug 24, 2012	Aug 24, 2012
OBERTING, DAVID, WILLIAM	PORTFOLIO MANAGER	Na	yes	05/2008	Feb 6, 2012	Aug 24, 2012
OBERTING, KERNAN, V	MANAGING MEMBER	E	yes	05/2008	Feb 6, 2012	Aug 24, 2012
PARISH, BROOKE, STUART	CHIEF EXECUTIVE OFFICER/PRESIDENT	Na	yes	06/2012	Aug 24, 2012	Aug 24, 2012
TRICA, MICHAEL, HOWARD	PORTFOLIO MANAGER	Na	yes	05/2008	Feb 6, 2012	Aug 24, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KVO PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
KVO TRIMARC PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Feb 6, 2012	$60.0M	$60.0M	n/a	n/a	n/a	3	$53.0M

Relationships

Advises (2)

→ TRIMARC CAPITAL FUND, LPPrivate fundHedge Fund, IA
Aug 24, 2012 to presentfactForm ADV
→ KVO CAPITAL PARTNERS VALUE FUND, LPPrivate fundHedge Fund, IA
Feb 6, 2012 to presentfactForm ADV

Controls (5)

← PARISH, BROOKE, STUARTOwnerCHIEF EXECUTIVE OFFICER/PRESIDENT, ownership code NA, individual
Aug 24, 2012 to presentfactForm ADV
← HUGHES, TIMOTHY, JAMESOwnerCHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 24, 2012 to presentfactForm ADV
← OBERTING, DAVID, WILLIAMOwnerPORTFOLIO MANAGER, ownership code NA, individual
Feb 6, 2012 to presentfactForm ADV
← OBERTING, KERNAN, VOwnerMANAGING MEMBER, ownership code E, individual
Feb 6, 2012 to presentfactForm ADV
← TRICA, MICHAEL, HOWARDOwnerPORTFOLIO MANAGER, ownership code NA, individual
Feb 6, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c93f47b6-7b70-09ee-81d4-03fca8013f1c
First observed: Feb 6, 2012
Last observed: Aug 24, 2012 171 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KVO CAPITAL MANAGEMENT, LLC

CRD 147429

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c93f47b6-7b70-09ee-81d4-03fca8013f1c

Data as of Aug 24, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TRIMARC CAPITAL FUND, LP

Hedge Fund

$726,842

Aug 24, 2012

reported

n/a

KVO CAPITAL PARTNERS VALUE FUND, LP

Hedge Fund

$480,704

Aug 24, 2012

Feb 6, 2012

reported

021-145702

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HUGHES, TIMOTHY, JAMES

CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER

yes

06/2012

Aug 24, 2012

OBERTING, DAVID, WILLIAM

PORTFOLIO MANAGER

yes

05/2008

Feb 6, 2012

Aug 24, 2012

OBERTING, KERNAN, V

MANAGING MEMBER

yes

05/2008

Feb 6, 2012

Aug 24, 2012

PARISH, BROOKE, STUART

CHIEF EXECUTIVE OFFICER/PRESIDENT

yes

06/2012

Aug 24, 2012

TRICA, MICHAEL, HOWARD

PORTFOLIO MANAGER

yes

05/2008

Feb 6, 2012

Aug 24, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KVO PARTNERS, LLC

n/a

yes

n/a

KVO TRIMARC PARTNERS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Feb 6, 2012

$60.0M

n/a

$53.0M