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B•••••• R••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

B•••••• R••• C••••••

Advisor at C•••••• C••••• G••••• I•••

La Vernia, TX | SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:c9403ec0-b300-9936-48ad-4d33124f2092

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 24, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••• G••••• I•••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 24, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••• G••••• I•••	No RAUM reported	Oct 23, 2024	n/a	yes	La Vernia, TX\|SAN ANTONIO, TX	Current employment
T• R••• P•••• A••••••••• I•••	Asset manager	Oct 2, 2019	Oct 14, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T• R••• P•••• A••••••••• I•••	C•••••• C••••• G••••• I•••	Oct 14, 2024	Oct 23, 2024	9	Firm change	Other
W•••• F•••• I••••••••• L••	T• R••• P•••• A••••••••• I•••	Jul 6, 2010

Relationships

Registered with (4)

→ C•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Oct 23, 2024 to presentfactForm ADV
→ T• R••• P•••• A••••••••• I•••Registered adviserregistration: previous registration
Oct 2, 2019 to Oct 14, 2024factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Jun 25, 2009 to Jul 6, 2010factForm ADV
→ E••••• J••••Registered adviser

Dated events

Occurred
Oct 14, 2024
Advisor changed firm
B•••••• R••• C•••••• left T• R••• P•••• A••••••••• I••• for C•••••• C••••• G••••• I••• (registered 2024-10-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9403ec0-b300-9936-48ad-4d33124f2092
First observed: Apr 24, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.