DFX Intelligence

Q•• C••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

Q•• C••••••• L•••

CRD 311710

RALEIGH, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 21
On other graphs: 2
Observed: Feb 11, 2021 to Sep 15, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Q•• C••••••• L•••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

Q•• C••••••• L•••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.6B••• Locked
Discretionary RAUM: $4.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Q•• S••••••• S••• L•••	Private Equity Fund	$1.1B	Sep 15, 2026	79	Sep 15, 2026	reported	021-561316
N• P• O••••• C••••••••• L•••	Private Equity Fund	$731M	Sep 15, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• R••••• L•••••	Partner	B	yes	12/2020	Feb 11, 2021	Sep 12, 2024
E••••••• J••••••• S••••	Partner	B	yes	12/2020	Feb 11, 2021	Sep 12, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N• P• I• G•••••• P••••••• L•••	n/a	n/a	n/a	Y	yes	n/a
N• P• I• G•• L•••	n/a	n/a	n/a	Y	yes	n/a
N• P• I• G•••••• P••••••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.6B	$3.1B	47.7%	$2.4B	24.5%	25	23	0	0

Relationships

Advises (19)

→ N• P• P•••••• S••••••• C••••••••• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2021 to presentfactForm ADV
→ Q•• P•••••• E••••• F••• I•• • A• L•••Private fundPrivate Equity Fund, IA
Sep 15, 2026 to presentfactForm ADV
→ N•••••••• P•••••• E••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Mar 22, 2022 to presentfactForm ADV
→ Q•• P•••••• L•••• A••••••••• L•••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
15 Sep 2026
Ria private fund assets change
••• Locked
Form ADV
$1.6B
Occurred
15 Sep 2026
Private fund first reported6 events
Private fund first reported: 6 on 15 Sep 2026
$69.4M to $1.1B
- ••• Locked$1.1B
- ••• Locked$411M
- ••• Locked$254M
Occurred
15 Sep 2026
Private fund gav change3 events
Private fund gav change: 3 on 15 Sep 2026
down $101M to $628M
- ••• Lockeddown $628M
- ••• Locked$145M
- ••• Lockeddown $101M
Occurred
15 Sep 2026
Ria principal change2 events
Q•• C••••••• L•••: ria principal change, 2 events, on 15 Sep 2026
- ••• Locked
- ••• Locked
Occurred
30 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$1.5B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 11, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 19 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N• P• P•••••• K••• L•••	Private Equity Fund	$119M	Sep 15, 2026	33	Mar 31, 2019	reported	021-309298
N• P• P•••••• C••••••••• L•••	Private Equity Fund	$115M	Nov 3, 2022	30	Mar 31, 2019	dropped	021-325513
N• P• P•••••• C•••••••• C••••••••• L•••	Private Equity Fund	$95.6M	Sep 15, 2026	30	Mar 28, 2023	reported	021-459516
N• P• W•••• C••••••••• L•••	Private Equity Fund	$91.7M	Sep 15, 2026	3	Mar 22, 2022	reported	021-410113
Q•• P•••••• L•••• A••••••••• L•••	Private Equity Fund	$69.4M	Sep 15, 2026	62	Sep 15, 2026	reported	n/a
N• P• P•••••• I••• R•••••••• L•••	Private Equity Fund	$60.1M	Sep 15, 2026	30	Mar 30, 2021	reported	n/a
N• P• P•••••• S••••• L•••	Private Equity Fund	$24.1M	Mar 28, 2023	30	Mar 30, 2021	dropped	n/a
N• P• P•••••• A••••• L•••	Private Equity Fund	$16.6M	Mar 28, 2023	30	Mar 30, 2020	dropped	n/a
N• P• P•••••• I•••• L•••	Private Equity Fund	$0	Nov 3, 2022	32	Mar 31, 2019	dropped	021-312923