DFX Intelligence

T•••• K••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

T•••• K••••• B••••••••

Advisor at O•••• P••• A•••• M••••••••• L••

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c946d21a-1db7-7c89-ccee-c8892ca61dca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• P••• A•••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 5, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• P••• A•••• M••••••••• L••	Asset manager	Jan 26, 2024	n/a	yes	SANTA MONICA, CA	Current employment
O•••• P••• A•••• M••••••••• I•••	Former SEC adviser	Jan 26, 2024	Dec 24, 2024	no	SANTA MONICA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• P••• A•••• M••••••••• I•••	O•••• P••• A•••• M••••••••• L••	Dec 24, 2024	Jan 26, 2024	-333	Channel change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
105765:145634:CA:2024-12-24	Dec 24, 2024	Jan 26, 2024	SANTA MONICA, CA	Firm change after gap

Relationships

Registered with (2)

→ O•••• P••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 26, 2024 to presentfactForm ADV
→ O•••• P••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 26, 2024 to Dec 24, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c946d21a-1db7-7c89-ccee-c8892ca61dca
First observed: Jan 26, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.