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Advisor at CURAFIN ADVISORS
Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CURAFIN ADVISORS | Other adviser | Jun 7, 2024 | n/a | yes | Phoenix, AZ | Current employment |
| TMD WEALTH MANAGEMENT | Former SEC adviser | Oct 19, 2020 | Apr 30, 2024 | no | SCOTTSDALE, AZ | Previous registration |
| ONE CHARLES PRIVATE WEALTH | Former SEC adviser | Jul 3, 2019 | Sep 30, 2020 | no | Scottsdale, AZ | Previous registration |
| TMD & ASSOCIATES, INC. | Former SEC adviser | Nov 27, 2017 | Jul 1, 2019 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TMD WEALTH MANAGEMENT | CURAFIN ADVISORS | Apr 30, 2024 | Jun 7, 2024 | 38 | Firm change | RIA to new firm |
| ONE CHARLES PRIVATE WEALTH | TMD WEALTH MANAGEMENT | Sep 30, 2020 | Oct 19, 2020 | 19 | Channel change | RIA to new firm |
| TMD & ASSOCIATES, INC. | ONE CHARLES PRIVATE WEALTH | Jul 1, 2019 | Jul 3, 2019 | 2 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 286635:309514:AZ:2020-09-30 | Sep 30, 2020 | Oct 19, 2020 | SCOTTSDALE, AZ | Firm change |
| 113896:286635:AZ:2019-07-01 | Jul 1, 2019 | Jul 3, 2019 | SCOTTSDALE, AZ | Firm change |