DFX Intelligence

V••••••• P•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

V••••••• P•••• H•••••

Advisor at P••••••• F•••••••• S•••••••• I•••

ASHEVILLE, NC

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Search this name across graphsid dfx:ria:c9578374-632c-cc29-cee6-d4dd1116c96b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 18, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Jun 16, 2006	n/a	yes	ASHEVILLE, NC	Current employment
M••••• S•••••• D• I•••	n/a	Nov 5, 2003	Jan 10, 2006	no	WINSTON-SALEM, NC\|ASHEVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• D• I•••	P••••••• F•••••••• S•••••••• I•••	Jan 10, 2006	Jun 16, 2006	157	Firm change	Other

Relationships

Registered with (2)

→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Jun 16, 2006 to presentfactForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Nov 5, 2003 to Jan 10, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9578374-632c-cc29-cee6-d4dd1116c96b
First observed: Nov 5, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.