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RIA / WealthAdvisorCertified Financial Planner25 years in industry

FRED DAVID LITTLEJOHN

Advisor at LITTLEJOHN FINANCIAL SERVICES INC

ROSEBURG, OR

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Search this name across graphsid dfx:ria:c95892dc-fff9-e4f1-8a76-5b961f129865

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LITTLEJOHN FINANCIAL SERVICES INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Dec 18, 2000
First registration: Jun 25, 2002
Dual registered: no
Other names: FRED DAVID LITTLEJOHN |DAVE LITTLEJOHN|FRED DAVID LITTLEJOHN|FRED DAVID LITTLEJOHN
IAPD individual key: 4322183

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LITTLEJOHN FINANCIAL SERVICES INC	Independent wealth	Nov 16, 2010	n/a	yes	ROSEBURG, OR	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 9, 2009	Sep 13, 2010	no	ROSEBURG, OR	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 30, 2008	Jan 20, 2009	no	ROSEBURG, OR	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 28, 2005	Oct 3, 2008	no	FLORENCE, OR\|ROSEBURG, OR\|FLORENCE, OR\|FLORENCE, OR\|FLORENCE, OR	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jun 15, 2004	Nov 3, 2005	no	FLORENCE, OR	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jul 23, 2002	Jun 1, 2004	no	ROSEBURG, OR	Previous registration
GRAYDON-ELLIOT CAPITAL, LLC	n/a	Jun 25, 2002	Jun 1, 2004	no	ROSEBURG, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	LITTLEJOHN FINANCIAL SERVICES INC	Sep 13, 2010	Nov 16, 2010	64	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	LPL FINANCIAL LLC	Jan 20, 2009	Feb 9, 2009	20	Firm change	Other
LPL FINANCIAL LLC	WELLS FARGO INVESTMENTS, LLC	Oct 3, 2008	Sep 30, 2008	-3	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Nov 3, 2005	Oct 28, 2005	-6	Firm change	Other
GRAYDON-ELLIOT CAPITAL, LLC	CETERA ADVISOR NETWORKS LLC	Jun 1, 2004	Jul 23, 2002	-679	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	UVEST FINANCIAL SERVICES GROUP, INC.	Jun 1, 2004	Jun 15, 2004	14	Firm change	Other

Relationships

Registered with (6)

→ LITTLEJOHN FINANCIAL SERVICES INCRegistered adviserregistration: current employment
Nov 16, 2010 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 9, 2009 to Sep 13, 2010factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 30, 2008 to Jan 20, 2009factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jun 15, 2004 to Nov 3, 2005factForm ADV
→ GRAYDON-ELLIOT CAPITAL, LLCRegistered adviserregistration: previous registration
Jun 25, 2002 to Jun 1, 2004factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jul 23, 2002 to Jun 1, 2004factForm ADV

Dated events

No dated event names this entity yet.