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Advisor at EMERSON EQUITY LLC
Denver, CO | SAN MATEO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMERSON EQUITY LLC | Bd affiliated wealth | Mar 18, 2025 | n/a | yes | Denver, CO|Denver, CO|SAN MATEO, CA|SAN MATEO, CA | Current employment |
| KINGSWOOD WEALTH ADVISORS, LLC | Bd affiliated wealth | Jan 4, 2022 | Mar 19, 2025 | no | Denver, CO|SAN DIEGO, CA | Previous registration |
| BENCHMARK ADVISORY SERVICES, LLC | No RAUM reported | Aug 18, 2021 | Jan 3, 2022 | no | SAN DIEGO, CA|Denver, CO | Previous registration |
| BFC PLANNING, INC. | Bd affiliated wealth | Oct 8, 2013 | Aug 20, 2021 | no | DENVER, CO|CEDAR RAPIDS, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KINGSWOOD WEALTH ADVISORS, LLC | EMERSON EQUITY LLC | Mar 19, 2025 | Mar 18, 2025 | -1 | Firm change | Ibd to ibd |
| BENCHMARK ADVISORY SERVICES, LLC | KINGSWOOD WEALTH ADVISORS, LLC | Jan 3, 2022 | Jan 4, 2022 | 1 | Firm change | RIA to RIA |
| BFC PLANNING, INC. | BENCHMARK ADVISORY SERVICES, LLC | Aug 20, 2021 | Aug 18, 2021 | -2 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288792:130032:CA:2025-03-19 | Mar 19, 2025 | Mar 18, 2025 | SAN DIEGO, CA | Firm change |