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M••••••• S• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

M••••••• S• G••••••

Advisor at C•••• • S••••• C•••••• M••••••••• I•••

NEW YORK, NY

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Search this name across graphsid dfx:ria:c95aa1ca-0455-fc8e-cbfe-8d78deba5475

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Dec 17, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• • S••••• C•••••• M••••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• • S••••• C•••••• M••••••••• I•••	Asset manager	May 7, 2026	n/a	yes	NEW YORK, NY	Current employment
P••• I••••••••• L••	Asset manager	Jan 22, 2024	Apr 23, 2026	no	NEWARK, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• I••••••••• L••	C•••• • S••••• C•••••• M••••••••• I•••	Apr 23, 2026	May 7, 2026	14	Firm change	Other
P•••• A•••••••• I•••	P••• I••••••••• L••	Dec 15, 2023	Jan 22, 2024

Relationships

Registered with (4)

→ C•••• • S••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
May 7, 2026 to presentfactForm ADV
→ P••• I••••••••• L••Registered adviserregistration: previous registration
Jan 22, 2024 to Apr 23, 2026factForm ADV
→ P•••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 20, 2023 to Dec 15, 2023factForm ADV
→ F••••• I•••••••••

Dated events

Occurred
Apr 23, 2026
Advisor changed firm
M••••••• S• G•••••• left P••• I••••••••• L•• for C•••• • S••••• C•••••• M••••••••• I••• (registered 2026-05-07)
Form ADVobserved 7 days ago
Occurred
Dec 15, 2023
Advisor changed firm
M••••••• S• G•••••• left P•••• A•••••••• I••• for P••• I••••••••• L•• (registered 2024-01-22)
Form ADVobserved 7 days ago
Occurred
Apr 6, 2023
Advisor changed firm
M••••••• S• G•••••• left F••••• I••••••••• for P•••• A•••••••• I••• (registered 2023-07-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c95aa1ca-0455-fc8e-cbfe-8d78deba5475
First observed: Dec 17, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.