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Advisor at FOCUS ADVISOR SOLUTIONS, LLC
CYPRESS, TX | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS ADVISOR SOLUTIONS, LLC | Independent wealth | Dec 19, 2023 | n/a | yes | ST. LOUIS, MO|CYPRESS, TX | Current employment |
| LWI FINANCIAL INC. | Former SEC adviser | Aug 24, 2009 | Dec 17, 2018 | no | SAN JOSE, CA|SAN JOSE, CA|Sacramento, CA | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Nov 26, 2007 | Jul 22, 2009 | no | SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LWI FINANCIAL INC. | FOCUS ADVISOR SOLUTIONS, LLC | Dec 17, 2018 | Dec 19, 2023 | 1,828 | Firm change after gap | Ibd to RIA |
| 1ST GLOBAL ADVISORS INC | LWI FINANCIAL INC. | Jul 22, 2009 | Aug 24, 2009 | 33 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111861:143319:CA:2018-12-13 | Dec 17, 2018 | Dec 19, 2023 | SACRAMENTO, CA | Firm change after gap |