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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CLARK FINANCIAL ADVISORS

B, B, H, & B INC., CRD 110955

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c95e3389-34f2-4bc7-5a00-8812126d453d

Data as of Feb 28, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 1
Observed: Feb 7, 2012 to Feb 28, 2022
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Clark Financial Advisors

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $282MItem 5.F on the latest filing (2022-02-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $282M
Private client RAUM: $238MderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 938
Individual clients: 213
High net worth clients: 91
Custody, client assets: $5.6M
SEC number: 801-20842
CRD: 110955
Filings on the tape: 21
First filed: Feb 7, 2012
Latest filed: Feb 28, 2022
Organised: Corporation, Alabama

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAKER, LAURA, TURNER	CHIEF COMPLIANCE OFFICER	Na	yes	04/2015	Apr 28, 2015	Feb 28, 2022
CLARK, MARION, BROOKS	Director	E	yes	11/1983	Feb 7, 2012	Feb 28, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Feb 28, 2022	$282M	$282M	3	2	0	n/a	n/a
2020	Mar 5, 2021	$234M	$234M	3	2	0	n/a	n/a
2019	Mar 9, 2020	$212M	$212M	3	2	0	n/a	n/a
2018	Mar 6, 2019	$179M	$179M	3	2	0	n/a	n/a
2017	Feb 8, 2018	$187M	$187M	4	3	0	n/a	n/a
2016	Mar 16, 2017	$165M	$165M	5	2	n/a	n/a	n/a
2015	Feb 4, 2016	$172M	$172M	4	2	n/a	n/a	n/a
2014	Jan 23, 2015	$176M	$176M	5	2	n/a	n/a	n/a
2013	Feb 10, 2014	$163M	$163M	4	2	n/a	n/a	n/a
2012	Mar 28, 2013	$155M	$155M	4	2	n/a	n/a	n/a
2011	Feb 16, 2012	$165M	$165M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$282M	$234M	20.8%	$179M	16.3%	3	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WAVERLY ADVISORS, LLC	2	Jun 8, 2022	May 6, 2022	BIRMINGHAM, AL	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← CLARK, MARION, BROOKSOwnerDIRECTOR, ownership code E, individual
Feb 7, 2012 to presentfactForm ADV
← BAKER, LAURA, TURNEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 28, 2015 to presentfactForm ADV

Registered with (7)

← LAURA TURNER BAKERAdvisorregistration: previous registration
Jan 27, 2022 to Jun 8, 2022factForm ADV
← Leigh Ann ThrashAdvisorregistration: previous registration
May 24, 2021 to Jun 8, 2022factForm ADV
← ROBERT LEE MOODYAdvisorregistration: previous registration
May 2, 2019 to Aug 5, 2019factForm ADV
← Brooklyn Clark GriffinAdvisorregistration: previous registration
Jan 15, 2018 to Apr 26, 2018factForm ADV
← STEVEN HANSEN LINDAdvisorregistration: previous registration
Feb 13, 2012 to Jan 23, 2018factForm ADV
← JOSHUA MCCLELLAN SLOCUMAdvisorregistration: previous registration
Dec 3, 2014 to Mar 15, 2016factForm ADV
← DAVID WAYNE GREENAdvisorregistration: previous registration
Feb 10, 2012 to Jan 11, 2013factForm ADV

Moved with (1)

→ WAVERLY ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Jun 8, 2022 to May 6, 2022factForm ADV

Dated events

Occurred
Jun 8, 2022
Team lift-out
2 advisors left Clark Financial Advisors (Birmingham, AL) for Waverly Advisors, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jun 8, 2022
Advisor changed firm
Leigh Ann Thrash left Clark Financial Advisors for Waverly Advisors, Llc (registered 2022-05-06)
Form ADVobserved 6 days ago
Occurred
Jun 8, 2022
Advisor changed firm
Laura Turner Baker left Clark Financial Advisors for Waverly Advisors, Llc (registered 2022-05-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c95e3389-34f2-4bc7-5a00-8812126d453d
First observed: Feb 7, 2012
Last observed: Feb 28, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CLARK FINANCIAL ADVISORS

B, B, H, & B INC., CRD 110955

BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c95e3389-34f2-4bc7-5a00-8812126d453d

Data as of Feb 28, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAKER, LAURA, TURNER

CHIEF COMPLIANCE OFFICER

yes

04/2015

Apr 28, 2015

Feb 28, 2022

CLARK, MARION, BROOKS

Director

yes

11/1983

Feb 7, 2012

Feb 28, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Feb 28, 2022

$282M

n/a

2020

Mar 5, 2021

$234M

n/a

2019

Mar 9, 2020

$212M

n/a

2018

Mar 6, 2019

$179M

n/a

2017

Feb 8, 2018

$187M

n/a

2016

Mar 16, 2017

$165M

n/a

2015

Feb 4, 2016

$172M

n/a

2014

Jan 23, 2015

$176M

n/a

2013

Feb 10, 2014

$163M

n/a

2012

Mar 28, 2013

$155M

n/a

2011

Feb 16, 2012

$165M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$282M

$234M

20.8%

$179M

16.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WAVERLY ADVISORS, LLC

Jun 8, 2022

May 6, 2022

BIRMINGHAM, AL

Team lift out

RIA to RIA

100.0%