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CRD 110240
HASBROUCK HEIGHTS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CARHART, STEVEN, CULL | Member | C | yes | 05/2011 | Apr 2, 2012 | Apr 3, 2017 |
| COPELL FINANCIAL LLC | Owner | E | yes | 01/2008 | Apr 2, 2012 | Apr 3, 2017 |
| COPELL, JAMES, LOUIS | MANAGING MEMBER | F | yes | 06/2005 | Apr 2, 2012 | Apr 3, 2017 |
| COPELL, JAMES, LOUIS | CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | Na | yes | 10/2012 | Apr 2, 2012 | Apr 3, 2017 |
| COPELL, JAMES, MICHAEL | CHIEF TECHNOLOGIES OFFICER | Na | yes | 08/2014 | Aug 22, 2014 | Apr 3, 2017 |
| TROZZE, JAMES, PETER | DIRECTOR OF RESEARCH | Na | no | 10/2012 | Nov 12, 2012 | Apr 3, 2017 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Apr 3, 2017 | n/a | n/a | 0 | 0 | n/a | n/a | n/a |
| 2015 | Mar 4, 2016 | $116M | $114M | 7 | 4 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $231M | $230M | 7 | 5 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $185M | $175M | 8 | 6 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $151M | $143M | 8 | 6 | n/a | n/a | n/a |
| 2011 | Apr 2, 2012 | $100M | $92.0M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | n/a | $116M | n/a | $185M | n/a | 0 | 7 | n/a | n/a |