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Advisor at CETERA INVESTMENT ADVISERS LLC
Winter Garden, FL | ROCKY HILL, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | ROCKY HILL, CT|Winter Garden, FL | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Apr 15, 2021 | Sep 5, 2025 | no | ROCKY HILL, CT|HOLLISTON, MA | Previous registration |
| EDWARD JONES | National bd RIA | Jan 17, 2018 | Apr 16, 2021 | no | Hopkinton, MA|ST LOUIS, MO|MARLBOROUGH, MA|NORTHBOROUGH, MA|SOUTHBOROUGH, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| EDWARD JONES | AVANTAX ADVISORY SERVICES | Apr 16, 2021 | Apr 15, 2021 | -1 | Firm change | Ibd to ibd |