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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

Arthur A Wexler

Advisor at J.P. MORGAN SECURITIES LLC

LOS ANGELES, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Dec 2, 1988
First registration: Apr 14, 2004
Dual registered: yes, broker-dealer
Other names: ART WEXLER|Arthur Alan Wexler|Arthur Wexler
IAPD individual key: 1879356

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 29, 2023	n/a	yes	LOS ANGELES, CA	Current employment
HUB INVESTMENT PARTNERS, LLC	Independent wealth	Mar 2, 2022	Aug 2, 2023	no	Los Angeles, CA\|AUSTIN, TX	Previous registration
EDWARD JONES	National bd RIA	May 28, 2019	Oct 28, 2021	no	ST LOUIS, MO\|Los Angeles, CA\|MANHATTAN BEACH, CA\|LOS ANGELES, CA	Previous registration
HORACE MANN INVESTORS, INC.	No RAUM reported	Jan 20, 2017	Aug 17, 2018	no	Los Angeles, CA\|SPRINGFIELD, IL	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 4, 2011	Dec 9, 2015	no	PASADENA, CA\|LOS ANGELES, CA\|PASADENA, CA\|SAN FRANCISCO, CA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Mar 8, 2006	Sep 8, 2011	no	WOODLAND HILLS, CA\|Glendale, CA\|SACRAMENTO, CA\|SACRAMENTO, CA	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Apr 14, 2004	Dec 13, 2005	no	EL SEGUNDO, CA\|LAS VEGAS, NV\|HENDERSON, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HUB INVESTMENT PARTNERS, LLC	J.P. MORGAN SECURITIES LLC	Aug 2, 2023	Sep 29, 2023	58	Firm change	Other
EDWARD JONES	HUB INVESTMENT PARTNERS, LLC	Oct 28, 2021	Mar 2, 2022	125	Firm change	Other
HORACE MANN INVESTORS, INC.	EDWARD JONES	Aug 17, 2018	May 28, 2019	284	Firm change	Other
ADVICE AND PLANNING SERVICES	HORACE MANN INVESTORS, INC.	Dec 9, 2015	Jan 20, 2017	408	Firm change after gap	Other
VALIC FINANCIAL ADVISORS, INC.	ADVICE AND PLANNING SERVICES	Sep 8, 2011	Oct 4, 2011	26	Firm change	Other
VOYA FINANCIAL PARTNERS, LLC	VALIC FINANCIAL ADVISORS, INC.	Dec 13, 2005	Mar 8, 2006	85	Firm change	Other

Relationships

Registered with (7)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Sep 29, 2023 to presentfactForm ADV
→ HUB INVESTMENT PARTNERS, LLCRegistered adviserregistration: previous registration
Mar 2, 2022 to Aug 2, 2023factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 28, 2019 to Oct 28, 2021factForm ADV
→ HORACE MANN INVESTORS, INC.Registered adviserregistration: previous registration
Jan 20, 2017 to Aug 17, 2018factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 4, 2011 to Dec 9, 2015factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 8, 2006 to Sep 8, 2011factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Apr 14, 2004 to Dec 13, 2005factForm ADV

Dated events

Occurred
Aug 2, 2023
Advisor changed firm
Arthur A Wexler left Hub Investment Partners, Llc for J.P. Morgan Securities Llc (registered 2023-09-29)
Form ADVobserved 5 days ago