G•••• D• J•••••

Advisor at P•••••• P••••••• W••••• A•••••••• L••

AMHERST, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c96f99c0-51c8-f820-85d3-bce483726b08

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• P••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 16, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• P••••••• W••••• A•••••••• L••	Independent wealth	Jul 18, 2023	n/a	yes	AMHERST, NY	Current employment
M•• S••••••••• I•••	n/a	Apr 22, 2014	May 3, 2021	no	HAMBURG, NY\|HAMBURG, NY\|BUFFALO, NY\|Cheektowaga, NY\|SPRINGVILLE, NY\|FREDONIA, NY\|SILVER CREEK, NY\|Williamsport, PA\|ELLICOTTVILLE, NY\|Buffalo, NY\|Cheektowaga, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• S••••••••• I•••	P•••••• P••••••• W••••• A•••••••• L••	May 3, 2021	Jul 18, 2023	806	Firm change after gap	Other
H••• S••••••••• •••• I•••	M•• S••••••••• I•••	Apr 23, 2014	Apr 22, 2014

Relationships

Registered with (4)

→ P•••••• P••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 18, 2023 to presentfactForm ADV
→ M•• S••••••••• I•••Registered adviserregistration: previous registration
Apr 22, 2014 to May 3, 2021factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Aug 14, 2009 to Apr 23, 2014factForm ADV
→ E•••••••• A•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c96f99c0-51c8-f820-85d3-bce483726b08
First observed: May 16, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.