DFX Intelligence

K•••••• R••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

K•••••• R••••• W•••

Advisor at S••••• F•••••••• W•••••• W••• P••••• Y•• T••••

STERLING HEIGHTS, MI

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Search this name across graphsid dfx:ria:c9802b0b-ae86-21d8-cd58-de9f3b3c4ac3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F•••••••• W•••••• W••• P••••• Y•• T••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F•••••••• W•••••• W••• P••••• Y•• T••••	Independent wealth	Dec 1, 2010	n/a	yes	STERLING HEIGHTS, MI	Current employment
S••	Bd affiliated wealth	Jul 27, 2005	Apr 30, 2014	no	ANN ARBOR, MI\|CLINTON TOWNSHIP, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	S••••• F•••••••• W•••••• W••• P••••• Y•• T••••	Apr 30, 2014	Dec 1, 2010	-1,246	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••• F•••••••• W•••••• W••• P••••• Y•• T••••Registered adviserregistration: current employment
Dec 1, 2010 to presentfactForm ADV
→ S••Registered adviserregistration: previous registration
Jul 27, 2005 to Apr 30, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9802b0b-ae86-21d8-cd58-de9f3b3c4ac3
First observed: Jul 27, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.