DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

David Andrew Baldwin

Advisor at COMMONWEALTH FINANCIAL NETWORK

Vista, CA | Oceanside, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9823afa-01e5-ba7a-a7ff-4a0fca20b905

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 26, 2010
First registration: Feb 13, 2006
Dual registered: yes, broker-dealer
Other names: DAVE A BALDWIN|DAVID ANDREW BALDWIN|David Baldwin
IAPD individual key: 5066926

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 28, 2022	n/a	yes	Vista, CA\|Oceanside, CA	Current employment
TCFG INVESTMENT ADVISORS, LLC	Independent wealth	Jan 5, 2021	Feb 8, 2022	no	Oceanside, CA\|LAGUNA NIGUEL, CA\|Oceanside, CA	Previous registration
EDWARD JONES	National bd RIA	Jul 11, 2016	Jan 4, 2021	no	VISTA, CA\|OCEANSIDE, CA\|ST LOUIS, MO\|SAN MARCOS, CA	Previous registration
WADDELL & REED	Former SEC adviser	Feb 13, 2006	Jun 2, 2016	no	OVERLAND PARK, KS\|EDWARDSVILLE, IL\|IRVINE, CA\|OVERLAND PARK, KS\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TCFG INVESTMENT ADVISORS, LLC	COMMONWEALTH FINANCIAL NETWORK	Feb 8, 2022	Jan 28, 2022	-11	Firm change	RIA to ibd
EDWARD JONES	TCFG INVESTMENT ADVISORS, LLC	Jan 4, 2021	Jan 5, 2021	1	Firm change	Ibd to RIA
WADDELL & REED	EDWARD JONES	Jun 2, 2016	Jul 11, 2016	39	Firm change	Other

Relationships

Registered with (4)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jan 28, 2022 to presentfactForm ADV
→ TCFG INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 5, 2021 to Feb 8, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 11, 2016 to Jan 4, 2021factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 13, 2006 to Jun 2, 2016factForm ADV

Dated events

Occurred
Feb 8, 2022
Advisor changed firm
David Andrew Baldwin left Tcfg Investment Advisors, Llc for Commonwealth Financial Network (registered 2022-01-28)
Form ADVobserved 5 days ago