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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

MICHAEL NEIL ZIMMERMAN

Advisor at J. W. COLE ADVISORS, INC.

Lancaster, PA | Sarasota, FL | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c983d2e4-30f5-fbf9-dff1-877aca765130

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J. W. COLE ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 1, 2008
First registration: Sep 18, 2008
Dual registered: yes, broker-dealer
Other names: MICHAEL N ZIMMERMAN
IAPD individual key: 5597437

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Jan 20, 2012	n/a	yes	TAMPA, FL\|Sarasota, FL\|Lancaster, PA	Current employment
SEQUINOX WEALTH ADVISORS, LLC.	n/a	Mar 11, 2019	Jul 2, 2019	no	LANCASTER, PA	Previous registration
PELION INVESTMENT ADVISORS, INC.	Former SEC adviser	Jul 19, 2010	Jan 23, 2012	no	TAMPA, FL	Previous registration
WORKMAN SECURITIES CORPORATION	n/a	Sep 18, 2008	Jul 1, 2010	no	HARRISBURG, PA\|LANCASTER, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SEQUINOX WEALTH ADVISORS, LLC.	n/a	Jul 2, 2019	n/a	n/a	Departure no registered destination	Departure
PELION INVESTMENT ADVISORS, INC.	J. W. COLE ADVISORS, INC.	Jan 23, 2012	Jan 20, 2012	-3	Firm change	Other
WORKMAN SECURITIES CORPORATION	PELION INVESTMENT ADVISORS, INC.	Jul 1, 2010	Jul 19, 2010	18	Firm change	Other

Relationships

Registered with (4)

→ J. W. COLE ADVISORS, INC.Registered adviserregistration: current employment
Jan 20, 2012 to presentfactForm ADV
→ SEQUINOX WEALTH ADVISORS, LLC.Registered adviserregistration: previous registration
Mar 11, 2019 to Jul 2, 2019factForm ADV
→ PELION INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jul 19, 2010 to Jan 23, 2012factForm ADV
→ WORKMAN SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 18, 2008 to Jul 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c983d2e4-30f5-fbf9-dff1-877aca765130
First observed: Sep 18, 2008
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL NEIL ZIMMERMAN

Advisor at J. W. COLE ADVISORS, INC.

Lancaster, PA | Sarasota, FL | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c983d2e4-30f5-fbf9-dff1-877aca765130

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

J. W. COLE ADVISORS, INC.

Bd affiliated wealth

Jan 20, 2012

n/a

yes

TAMPA, FL|Sarasota, FL|Lancaster, PA

Current employment

SEQUINOX WEALTH ADVISORS, LLC.

n/a

Mar 11, 2019

Jul 2, 2019

LANCASTER, PA

Previous registration

PELION INVESTMENT ADVISORS, INC.

Former SEC adviser

Jul 19, 2010

Jan 23, 2012

TAMPA, FL

Previous registration

WORKMAN SECURITIES CORPORATION

n/a

Sep 18, 2008

Jul 1, 2010

HARRISBURG, PA|LANCASTER, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SEQUINOX WEALTH ADVISORS, LLC.

n/a

Jul 2, 2019

n/a

Departure no registered destination

Departure

PELION INVESTMENT ADVISORS, INC.

J. W. COLE ADVISORS, INC.

Jan 23, 2012

Jan 20, 2012

-3

Firm change

Other

WORKMAN SECURITIES CORPORATION

PELION INVESTMENT ADVISORS, INC.

Jul 1, 2010

Jul 19, 2010

Firm change

Other