DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C••••• I••••••••• A••••••• L••
WESTERVILLE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | WESTERVILLE, OH | Current employment |
| V•••••• F•••••••• G••••• I••• | Independent wealth | Oct 9, 2007 | Sep 15, 2009 | no | CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••• S••••• S••••••••• I••• | V•••••• F•••••••• G••••• I••• | Sep 3, 2013 | Oct 9, 2007 | -2,156 | Firm change after gap | Other |
| V•••••• F•••••••• G••••• I••• | C••••• I••••••••• A••••••• L•• | Sep 15, 2009 | Jun 29, 2023 |
| W••••• S••••• S••••••••• I••• | Former SEC adviser | Feb 9, 2007 | Sep 3, 2013 | no | CHARDON, OH|CLEVELAND, OH|CLEVELAND, OH | Previous registration |
| V•••••• F•••••••• G••••• I••• | Independent wealth | Nov 29, 2002 | Jan 3, 2005 | no | CLEVELAND, OH | Previous registration |
| 5,035 |
| Firm change after gap |
| Other |
| V•••••• F•••••••• G••••• I••• | W••••• S••••• S••••••••• I••• | Jan 3, 2005 | Feb 9, 2007 | 767 | Firm change after gap | Other |