DFX Intelligence

R••••• F•••••••• J•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst35 years in industry

R••••• F•••••••• J•••

Advisor at C••• C•••••• M••••••••• L•••

CINCINNATI, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• C•••••• M••••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• C•••••• M••••••••• L•••	Independent wealth	Apr 5, 2006	n/a	yes	CINCINNATI, OH	Current employment
F•• I••••••••• L••	Asset manager	Jul 23, 2020	Dec 6, 2023	no	Cincinnati, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• I••••••••• L••	n/a	Dec 6, 2023	n/a	n/a	Departure no registered destination	Departure
C••••• P••••••• O••• L••	F•• I••••••••• L••	Jan 6, 2014	Jul 23, 2020	2,390

Relationships

Registered with (3)

→ C••• C•••••• M••••••••• L•••Registered adviserregistration: current employment
Apr 5, 2006 to presentfactForm ADV
→ F•• I••••••••• L••Registered adviserregistration: previous registration
Jul 23, 2020 to Dec 6, 2023factForm ADV
→ C••••• P••••••• O••• L••Registered adviserregistration: previous registration
Nov 6, 2012 to Jan 6, 2014factForm ADV

Dated events

Order

Occurred
6 Dec 2023
Advisor departed, no destination yet
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 6, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.