DFX Intelligence

V••••• A•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

V••••• A•••••••• L•••

CRD 171048

BOSTON, MA

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Search this name across graphsid dfx:ria:c991e04d-fa47-d39d-4c38-eff6595e2e94

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 1
Observed: Apr 26, 2019 to Mar 11, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

V••••• A•••••••• L•••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.59 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
V••••• O••••••••• F••• I• L•••	Hedge Fund	$263M	Jul 13, 2021	90	Mar 22, 2021	dropped	021-366739
V••••• J•••• S•••• V•••• F•••• L•••	Hedge Fund	$116M	Mar 12, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• R••••••••	MEMBER & MANAGER	F	yes	03/2014	Apr 26, 2019	Mar 12, 2024
R••••••••• D•••••	LIMITED PARTNER, MANAGING PARTNER, CCO	D	yes	03/2014	Apr 26, 2019	Mar 12, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
V••••• A•••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
V••• G•• L•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$867M	36.1%	$632M	23.1%	8	7	0	0

Relationships

Advises (7)

→ V••••• J•••• F•••• L•••Private fundHedge Fund, IA
Mar 30, 2019 to presentfactForm ADV
→ V••••• D•••••••• F•••• L•••Private fundHedge Fund, IA
Mar 18, 2022 to presentfactForm ADV
→ V••••• E••••• F•••• L•••Private fundHedge Fund, IA
Apr 26, 2019 to presentfactForm ADV
→ V••••• C••••• F•••• L•••Private fund

Dated events

Occurred
Mar 11, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$313M
Occurred
Mar 27, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$145M
Occurred
Mar 22, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$285M
Occurred
Apr 26, 2019
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c991e04d-fa47-d39d-4c38-eff6595e2e94
First observed: Apr 26, 2019
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.