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Advisor at LPL FINANCIAL LLC
BLUEFIELD, VA | SAN DIEGO, CA | Bluefield, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 21, 2021 | n/a | yes | BLUEFIELD, VA|Bluefield, VA|SAN DIEGO, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 5, 2011 | Jun 25, 2021 | no | BLUEFIELD, VA|NEW PORT RICHEY, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 17, 2011 | no | BLUEFIELD, WV|CHARLESTON, WV|BLUEFIELD, WV | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 12, 2004 | Jun 1, 2009 | no | BLUEFIELD, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Jun 25, 2021 | Jun 21, 2021 | -4 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Aug 17, 2011 | Aug 5, 2011 | -12 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |